SEC Form 4 · accession 0001209191-18-013946
MAXLINEAR, INC · MXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kishore Seendripu
Officer — President and CEO · Director · 10% Owner
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | A | 12,903 | $0.00 | A | 88,080 | D | |
| Common StockF2 | holding | — | — | — | 1,879,200 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 1,879,201 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 18,920 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Common Stock issued to the reporting person for the 2017 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares will be issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 23, 2018. Delivery of shares of Common Stock will occur on February 27, 2018. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) will be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 27, 2018 and will be reported on a subsequently filed Form 4.
- F2Shares held by the Kishore V. Seendripu 2017 Annuity Trust dated February 17, 2017, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
- F3Shares held by the Rekha S. Seendripu 2017 Annuity Trust dated February 17, 2017, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
- F4Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.