SEC Form 4 · accession 0001209191-16-156633

MAXLINEAR, INC · MXL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Central Engineering

Period of report

Dec 12, 2016

Accepted (ET)

Dec 23, 2016 · 12:54 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001288469

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock (convertible into Class A Common Stock)^F1	—	Dec 12, 2016	G	1,300	D	—	—	Class A Common Stock ($0.0001 par value)	1,300	33,530	D
Class B Common Stock (convertible into Class A Common Stock)^F3,F1	—	Dec 12, 2016	G	1,300	A	—	—	Class A Common Stock ($0.0001 par value)	1,300	26,569	I
Class B Common Stock (convertible into Class A Common Stock)^F1	—	Dec 12, 2016	G	1,300	D	—	—	Class A Common Stock ($0.0001 par value)	1,300	32,230	D
Class B Common Stock (convertible into Class A Common Stock)^F5,F1	—	Dec 12, 2016	G	1,300	A	—	—	Class A Common Stock ($0.0001 par value)	1,300	26,569	I
Employee Stock Option (right to buy)^F6	$1.1613	Dec 22, 2016	M	5,000	D	—	Aug 7, 2017	Class B Common Stock (convertible into Class A Common Stock)	5,000	139,998	D
Class B Common Stock (convertible into Class A Common Stock)^F1	—	Dec 22, 2016	M	5,000	A	—	—	Class A Common Stock ($0.0001 par value)	5,000	37,230	D

F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.
F2Represents a transfer of shares for no consideration from the Reporting Person to Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F3Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F4Represents a transfer of shares for no consideration from the Reporting Person to Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F5Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F6The shares subject to this option became fully vested and exercisable on August 8, 2011.