SEC Form 4 · accession 0001209191-16-137078
MAXLINEAR, INC · MXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam C. Spice
Officer — VP, Chief Financial Officer
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock (par value $0.0001)F1 | Aug 12, 2016 | A | 7,982 | $0.00 | A | 283,382 | D | |
| Class A Common Stock (par value $0.0001) | Aug 12, 2016 | F | 3,290 | $18.05 | D | 280,092 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A Common Stock issued to the reporting person for the January 1, 2016 to June 30, 2016 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Class A Common Stock in trading on the New York Stock Exchange on August 12, 2016.