SEC Form 4 · accession 0001181431-15-008343
MAXLINEAR, INC · MXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis Ling
Officer — Chief Technical Officer · Director
Period of report
Jun 15, 2015
Accepted (ET)
Jun 16, 2015 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288469
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.2323 | Jun 15, 2015 | M | 897 | D | — | Oct 28, 2015 | Class B Common Stock (par value $0.0001) | 897 | 0 | D |
| Class B Common Stock (convertible into Class A Common Stock)F2 | — | Jun 15, 2015 | A | 897 | A | — | — | Class A Common Stock (par value $0.0001) | 897 | 677,736 | D |
Explanation of responses
- F1Shares subject to the option are fully vested and immediately exercisable.
- F2Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.