SEC Form 4 · accession 0001493152-17-002806
T-REX OIL, INC. · TRXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen Heim
Officer — VP Operatons · Director
Period of report
Jan 27, 2017
Accepted (ET)
Mar 24, 2017 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287900
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F1 | $0.62 | Jan 27, 2017 | A | 225,000 | A | — | Jan 27, 2020 | Common Stock | 225,000 | 425,000 | D |
Explanation of responses
- F1Option has a vesting rate of 125,000 shares immediately, 50,000 shares on 1/27/2018 and 50,000 on 1/27/2019.
- F2Reflects stock options granted pursuant to Rule 16b-3.