SEC Form 4 · accession 0001493152-16-015711
T-REX OIL, INC. · TRXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew P Vander Ploeg
Director
Period of report
Jul 15, 2016
Accepted (ET)
Dec 7, 2016 · 12:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287900
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2016 | C | 174,825 | $1.43 | A | 499,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | — | Jul 31, 2016 | A | 25,000 | A | — | Jul 31, 2019 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Mr. Vander Ploeg resigned as a director of the Company on December 1, 2016.
- F2The exercise price of the option is to be equal to the price as determined in the 409A valuation to be dated as of June 30, 2016.