SEC Form 5 · accession 0001493152-16-010184
T-REX OIL, INC. · TRXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Bennett
Officer — VP of Drilling Operations
Period of report
Mar 31, 2016
Accepted (ET)
May 23, 2016 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287900
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 17 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $2.53 | Aug 18, 2014 | A | 14,286 | A | Aug 18, 2014 | Aug 18, 2017 | Common | 14,286 | 14,286 | D |
| Stock Option | $0.10 | Dec 15, 2015 | A | 25,000 | A | Dec 15, 2015 | Dec 15, 2018 | Common | 25,000 | 39,286 | D |
| Convertible Promissory NoteF1 | — | Jan 14, 2016 | P | 50,000 | A | Jan 14, 2016 | Sep 30, 2016 | Common | — | 39,286 | D |
| Stock Option | $0.10 | Dec 15, 2015 | J | 25,000 | D | Dec 15, 2015 | Dec 15, 2018 | Common | 25,000 | 14,286 | D |
Explanation of responses
- F1Conversion Price is determined by the average 10 consecutive day trading closing price was 30%.
- F2Stock Option was cancelled.