SEC Form 5 · accession 0001493152-16-010004
T-REX OIL, INC. · TRXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Clement Nicolaysen
Officer — Executive VP · Director
Period of report
Mar 31, 2016
Accepted (ET)
May 17, 2016 · 12:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287900
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2015 | P | 200 | $1.725 | A | 1,052,200 | D | |
| Common Stock | Dec 8, 2015 | P | 200 | $1.775 | A | 1,052,400 | D | |
| Common Stock | Dec 11, 2015 | P | 200 | $1.775 | A | 1,052,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $0.10 | Dec 15, 2015 | A | 150,000 | A | Dec 15, 2015 | Dec 15, 2018 | Common | 150,000 | 150,000 | D |
| Convertible Promissory NoteF1 | — | Jan 14, 2016 | P | 50,000 | A | Jan 14, 2016 | Sep 30, 2016 | Common | — | 50,000 | D |
| Stock Option | $0.10 | Dec 15, 2015 | J | 150,000 | D | Dec 15, 2015 | Dec 15, 2018 | Common | 0 | 50,000 | D |
Explanation of responses
- F1Conversion Price is determined by the average 10 consecutive day trading closing price was 30%
- F2Stock Option was cancelled.