SEC Form 5 · accession 0001493152-16-009967
T-REX OIL, INC. · TRXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald L. Walford
Officer — Chief Executive Officer · Director
Period of report
Mar 31, 2016
Accepted (ET)
May 16, 2016 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287900
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2015 | S | 20,000 | $0.01 | D | 1,080,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $0.10 | Dec 15, 2015 | A | 250,000 | A | Dec 15, 2015 | Dec 15, 2018 | Common | 250,000 | 250,000 | D |
| Option | $0.10 | Dec 15, 2015 | J | 250,000 | D | Dec 15, 2015 | Dec 14, 2018 | Common | 0 | 0 | D |
Remarks
Stock Option was cancelled.