SEC Form 5 · accession 0001493152-16-009961
T-REX OIL, INC. · TRXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen Heim
Officer — VP of Operations · Director
Period of report
Mar 31, 2016
Accepted (ET)
May 16, 2016 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287900
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 750,000 | D | ||
| Common Stock | holding | — | — | — | 5,000 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.00 | Nov 15, 2014 | A | 200,000 | A | Nov 15, 2014 | Nov 15, 2017 | Common | 200,000 | 200,000 | D |
| Stock Option | $0.10 | Dec 15, 2015 | A | 150,000 | A | Dec 15, 2015 | Dec 15, 2018 | Common | 150,000 | 350,000 | D |
| Stock Option | $0.10 | Dec 15, 2015 | J | 150,000 | D | Dec 15, 2015 | Dec 15, 2018 | Common | 0 | 200,000 | D |
Explanation of responses
- F1Stock Option was cancelled.