SEC Form 4 · accession 0001065949-16-000327
T-REX OIL, INC. · TRXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Clement Nicolaysen
Officer — Executive VP · Director
Period of report
Jan 14, 2016
Accepted (ET)
Jan 20, 2016 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287900
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF1 | — | Jan 14, 2016 | P | — | A | Jan 14, 2016 | Sep 30, 2016 | Common Stock | — | — | D |
Explanation of responses
- F1Conversion price is determined by the average 10 consecutive day trading closing price less 30%.