SEC Form 4 · accession 0001065949-15-000301
T-REX OIL, INC. · TRXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Clement Nicolaysen
Officer — Executive VP · Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 15, 2015 · 8:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287900
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2015 | P | 200 | $1.725 | A | 1,052,200 | D | |
| Common Stock | Dec 8, 2015 | P | 200 | $1.775 | A | 1,052,400 | D | |
| Common Stock | Dec 11, 2015 | P | 200 | $1.775 | A | 1,052,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.10 | Dec 15, 2015 | A | 150,000 | A | Dec 15, 2015 | Dec 15, 2018 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Stock Option has a vesting rate of: 50,000 shares on 12/15/2015; 50,000 shares on 12/15/2016; and 50,000 shares on 12/15/2017.