SEC Form 4/A · accession 0001065949-15-000191
T-REX OIL, INC. · TRXO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Allen Heim
Officer — VP of Operations & Director · Director · Other
Period of report
Feb 12, 2014
Accepted (ET)
Jul 27, 2015 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287900
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2014 | A | 750,000 | $0.001 | A | 750,000 | D | |
| Common Stock | Feb 12, 2014 | P | 5,000 | $0.001 | A | 5,000 | I | Spouse |
| Common StockF1,F2 | Dec 22, 2014 | J | 371,003 | — | D | 0 | I | Terex Energy Corp. was acquired by T-Rex Oil, Inc. |
| Common StockF1 | holding | — | — | — | 371,003 | I | As an Officer/Director of Terex Energy Corp. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $1.00 | Nov 15, 2014 | A | 200,000 | A | Nov 15, 2014 | Nov 15, 2017 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1On October 29, 2014, a reverse split of one (1) new share for three hundred fifty (350) old shares became effective. Mr. Heim previously reported 129,851,356 shares of common stock indirectly held through Terex Energy Corp. Due to the reverse split, the figure is 371,003 shares of common stock.
- F2On December 22, 2014, T-Rex Oil, Inc. acquired 100% of the outstanding stock of Terex Energy Corp. These shares were surrendered and cancelled.
- F3In connection with the acquisition, the Company exchanged, on a one for one basis, 800,000 Warrants with an exercise price of $1.00 per share and a term of 3 years.