SEC Form 4 · accession 0001104659-18-010416
ARES CAPITAL CORP · ARCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Penelope F Roll
Officer — Chief Financial Officer
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | P | 3,000 | $15.81 | A | 11,147 | D | |
| Common StockF1 | holding | — | — | — | 62,305 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in a revocable trust for the benefit of the reporting person, the reporting person's spouse and the reporting person's children.