SEC Form 4 · accession 0001104659-15-061539
ARES CAPITAL CORP · ARCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Penelope F Roll
Officer — Chief Financial Officer
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 20, 2015 | P | 500 | $15.82 | A | 55,305 | I | By trust |
| Common StockF1,F2 | Aug 21, 2015 | P | 4,500 | $15.55 | A | 59,805 | I | By trust |
| Common StockF2 | Aug 24, 2015 | P | 2,500 | $14.50 | A | 62,305 | I | By trust |
| Common Stock | holding | — | — | — | 8,147 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.50 to $15.62, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- F2These shares are held in a revocable trust for the benefit of the reporting person, the reporting person's spouse and the reporting person's children.