SEC Form 4 · accession 0001140361-18-012459
DOUGLAS DYNAMICS, INC · PLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Janik
Officer — Chairman, President and CEO · Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 7, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2018 | A | 21,667 | $0.00 | A | 284,615 | D | |
| Common StockF2 | Mar 6, 2018 | S | 18,085 | $43.4855 | D | 266,530 | D | |
| Common Stock | holding | — | — | — | 7,834 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 14,444 shares that will vest in two equal annual installments beginning on March 6, 2019.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $43.35 to $43.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.