SEC Form 4 · accession 0001140361-18-012457
DOUGLAS DYNAMICS, INC · PLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Dejana
Officer — * See Remarks below
Period of report
Mar 6, 2018
Accepted (ET)
Mar 7, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2018 | A | 3,500 | $0.00 | A | 5,906 | D | |
| Common StockF2 | Mar 6, 2018 | S | 741 | $43.4855 | D | 5,165 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,332 shares that will vest in two equal annual installments beginning on March 6, 2019.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $43.35 to $43.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Remarks
* President, Dejana Truck & Utility Equipment Company