SEC Form 4 · accession 0001140361-17-010758
DOUGLAS DYNAMICS, INC · PLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L McCormick
Officer — EVP, CFO and Secretary
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2017 | A | 19,696 | $0.00 | A | 142,214 | D | |
| Common StockF3 | Mar 6, 2017 | S | 10,951 | $32.4725 | D | 131,263 | D | |
| Common Stock | holding | — | — | — | 2,946 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 4,155 shares that will vest in three equal annual installments and 10,360 shares that will vest in two equal annual installments, in each case beginning on March 6, 2018.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price in Column 4 is a weighted average price. The prices actually received ranged from $32.40 to $32.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.