SEC Form 4 · accession 0001140361-16-056357
DOUGLAS DYNAMICS, INC · PLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L McCormick
Officer — EVP, CFO and Secretary
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | A | 20,032 | $0.00 | A | 133,172 | D | |
| Common Stock | holding | — | — | — | 2,990 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 7,116 shares that will vest in three equal annual installments and 8,610 shares that will vest in two equal annual installments, in each case beginning on March 6, 2017.