SEC Form 4 · accession 0001140361-16-056351
DOUGLAS DYNAMICS, INC · PLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Janik
Officer — Chairman, President and CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | A | 41,095 | $0.00 | A | 324,090 | D | |
| Common Stock | holding | — | — | — | 7,384 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 14,598 shares that will vest in three equal annual installments and 17,664 shares that will vest in two equal annual installments, in each case beginning on March 6, 2017.