SEC Form 4 · accession 0001140361-15-018289
DOUGLAS DYNAMICS, INC · PLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Adamson
Officer — SVP, Sales and Marketing
Period of report
May 6, 2015
Accepted (ET)
May 7, 2015 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2015 | S | 169 | $21.30 | D | 43,958 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock option (right to buy)F2 | $4.21 | holding | — | — | — | — | Aug 27, 2017 | Common Stock | 26,350 | 26,350 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The option became fully exercisable on an accelerated basis on May 20, 2011.