SEC Form 4 · accession 0001140361-15-010503
DOUGLAS DYNAMICS, INC · PLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Adamson
Officer — SVP, Sales and Marketing
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2015 | A | 11,309 | $0.00 | A | 48,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock option (right to buy)F2 | $4.21 | holding | — | — | — | — | Aug 27, 2017 | Common Stock | 26,350 | 26,350 | D |
Explanation of responses
- F1Includes 3,537 shares that will vest in three equal annual installments and 5,180 shares that will vest in two equal annual installments, in each case beginning on March 6, 2016.
- F2The option became fully exercisable on an accelerated basis on May 20, 2011.