SEC Form 4 · accession 0001140361-15-045508
XERIUM TECHNOLOGIES INC · XRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
TOCQUEVILLE ASSET MANAGEMENT L.P.
10% Owner
Period of report
Dec 22, 2015
Accepted (ET)
Dec 23, 2015 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 22, 2015 | S | 26,805 | $10.45 | D | 1,565,291 | I | (I) |
| Common StockF1 | Dec 23, 2015 | S | 118,083 | $10.2559 | D | 1,447,208 | I | (I) |
| Common StockF1 | Dec 23, 2015 | P | 10,000 | $10.3975 | A | 1,457,208 | I | (I) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are held in accounts of clients of Tocqueville Asset Management, L.P. ("The "Reporting Person"). The Reporting Person may be deemed to be the beneficial owner of the reported shares.