SEC Form 4 · accession 0001140361-15-040501
XERIUM TECHNOLOGIES INC · XRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
TOCQUEVILLE ASSET MANAGEMENT L.P.
10% Owner
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 6, 2015 | J | 600 | $13.18 | D | 1,754,358 | I | (I) |
| Common StockF1 | Nov 9, 2015 | P | 2,600 | $12.80 | A | 1,756,958 | I | (I) |
| Common StockF1 | Nov 10, 2015 | P | 6,700 | $12.7995 | A | 1,763,658 | I | (I) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are held in accounts of clients of Tocqueville Asset Management, L.P. ("The "Reporting Person"). The Reporting Person may be deemed to be the beneficial owner of the reported shares.
- F2On November 6, 2015, 600 shares of Xerium Technologies were transferred out of an advisory account of Tocqueville Asset Management, L.P. that was terminated.