SEC Form 4 · accession 0001171843-19-000929
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director · 10% Owner
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 12, 2019 | P | 1,300 | $6.40 | A | 38,336,851 | D | |
| COMMON STOCK | holding | — | — | — | 170,968 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.