SEC Form 4 · accession 0001171843-18-007890
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristin Lea Van Dask
Officer — CFO, TREASURER, SECRETARY, CCO
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 8, 2018 | P | 2,500 | $6.9985 | A | 30,000 | D |
Table II — derivative securities
No Table II lines on this filing.