SEC Form 4 · accession 0001171843-18-001654
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director · 10% Owner
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | P | 269,197 | $6.6299 | A | 33,940,885 | D | |
| Common Stock | holding | — | — | — | 151,194 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.