SEC Form 4 · accession 0001171843-17-007344
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Grier Eliasek
Officer — CHIEF OPERATING OFFICER · Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 27, 2017 | P | 1,794 | $6.85 | A | 1,003,990 | D | |
| COMMON STOCK | Nov 27, 2017 | P | 8,206 | $6.90 | A | 1,012,196 | D |
Table II — derivative securities
No Table II lines on this filing.