SEC Form 4 · accession 0001171843-17-005417
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian H Oswald
Officer — CFO, CCO, TREASURY & SECRETARY
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 1, 2017 | P | 3,373 | $6.69 | A | 493,373 | D | |
| COMMON STOCK | Sep 1, 2017 | P | 46,627 | $6.73 | A | 540,000 | D |
Table II — derivative securities
No Table II lines on this filing.