SEC Form 4 · accession 0001171843-17-003120
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian H Oswald
Officer — CFO, CCO, TREASURY & SECRETARY
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 12, 2017 | P | 4,453 | $8.05 | A | 490,000 | D |
Table II — derivative securities
No Table II lines on this filing.