SEC Form 4 · accession 0001102624-16-002163
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 17, 2016 | P | 299,045 | $6.653 | A | 16,754,871 | D | |
| COMMON STOCK | Feb 17, 2016 | P | 809,955 | $6.737 | A | 17,564,826 | D |
Table II — derivative securities
No Table II lines on this filing.