SEC Form 4 · accession 0001102624-16-002143
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 12, 2016 | P | 1,029,658 | $6.145 | A | 15,312,484 | D | |
| COMMON STOCK | Feb 12, 2016 | P | 28,342 | $6.177 | A | 15,340,826 | D |
Table II — derivative securities
No Table II lines on this filing.