SEC Form 4 · accession 0001102624-15-001864
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Dec 24, 2015
Accepted (ET)
Dec 29, 2015 · 8:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 24, 2015 | P | 132,500 | $7.348 | A | 12,071,606 | D | |
| COMMON STOCK | Dec 24, 2015 | P | 900,000 | $7.38 | A | 12,971,606 | D |
Table II — derivative securities
No Table II lines on this filing.