SEC Form 4 · accession 0001102624-15-001858
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 8:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 23, 2015 | P | 33,019 | $6.992 | A | 10,939,719 | D | |
| COMMON STOCK | Dec 23, 2015 | P | 390,663 | $7.079 | A | 11,330,382 | D | |
| COMMON STOCK | Dec 23, 2015 | P | 108,456 | $7.132 | A | 11,438,838 | D | |
| COMMON STOCK | Dec 23, 2015 | P | 193,010 | $7.197 | A | 11,631,848 | D | |
| COMMON STOCK | Dec 23, 2015 | P | 146,323 | $7.223 | A | 11,778,171 | D | |
| COMMON STOCK | Dec 23, 2015 | P | 121,603 | $7.246 | A | 11,899,774 | D | |
| COMMON STOCK | Dec 23, 2015 | P | 35,850 | $7.269 | A | 11,935,624 | D |
Table II — derivative securities
No Table II lines on this filing.