SEC Form 4 · accession 0001102624-15-001841
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — Chief Executive Officer · Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 17, 2015 | P | 24,291 | $6.74 | A | 7,335,491 | D | |
| COMMON STOCK | Dec 17, 2015 | P | 765,709 | $6.76 | A | 8,101,200 | D |
Table II — derivative securities
No Table II lines on this filing.