SEC Form 4 · accession 0001102624-15-001830
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — Chief Executive Officer · Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2015 | P | 100,000 | $6.632 | A | 6,850,700 | D | |
| Common Stock | Dec 16, 2015 | P | 153,500 | $6.599 | A | 7,004,200 | D | |
| Common Stock | Dec 16, 2015 | P | 153,000 | $6.586 | A | 7,157,200 | D | |
| Common Stock | Dec 16, 2015 | P | 154,000 | $6.609 | A | 7,311,200 | D |
Table II — derivative securities
No Table II lines on this filing.