SEC Form 4 · accession 0001102624-15-001817
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 7:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 14, 2015 | P | 165,000 | $6.205 | A | 6,428,200 | D |
Table II — derivative securities
No Table II lines on this filing.