SEC Form 4/A · accession 0001102624-15-001815
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 16, 2015 · 6:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 11, 2015 | P | 155,000 | $6.654 | A | 6,263,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed solely to correct a difference of 72,000 shares in the reported number of shares in the December 14, 2015 Form 4. No other changes have been made to the original Form 4.