SEC Form 4 · accession 0001102624-15-001767
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 10, 2015 · 6:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 9, 2015 | P | 150,000 | $6.713 | A | 6,180,200 | D |
Table II — derivative securities
No Table II lines on this filing.