SEC Form 4 · accession 0001102624-15-000943
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian H Oswald
Officer — CFO, CCO, TREASURY & SECRETARY
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 7:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jun 9, 2015 | P | 65,000 | $7.27 | A | 440,000 | D |
Table II — derivative securities
No Table II lines on this filing.