SEC Form 5 · accession 0001441833-16-000001
Heron Lake BioEnergy, LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Kunerth
Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 9, 2016 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001286964
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A unitsF1,F2 | Oct 1, 2016 | L | 11,000 | $0.90 | A | 977,000 | I | Direct, By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Class A Units beneficially owned by the Reporting Person as follows: 11,000 Class A Units owned by the Reporting Person; 483,000 Class A Units owned by the Dawn Kunerth and Michael Kunerth Trust dated July 18, 2006 and 483,000 Class A Units owned by the Michael Kunerth Trust dated July 18, 2006.
- F2The Reporting Person and his spouse are trustees of the Dawn Kunerth and Michael Kunerth Trust dated July 18, 2006 and the Michael Kunerth and Dawn Kunerth Trust dated July 18, 2006.