SEC Form 4 · accession 0001181749-17-000019
Heron Lake BioEnergy, LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Granite Falls Energy, LLC
10% Owner
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001286964
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Units | Apr 1, 2017 | P | 54,875 | $0.85 | A | 54,875 | D | |
| Class A UnitsF1,F2 | holding | — | — | — | 24,420,949 | I | See Footnotes | |
| Class B UnitsF1,F2 | holding | — | — | — | 15,000,000 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities covered by this statement are directly held by Project Viking, L.L.C.
- F2Project Viking, L.L.C. is a direct 100% wholly-owned subsidiary of Granite Falls Energy, LLC. As such, Granite Falls Energy, LLC may be deemed to indirectly beneficially own the securities held by Project Viking, L.L.C.