SEC Form 4 · accession 0001209191-17-063084
REALPAGE INC · RP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Winn
Officer — Chairman President & CEO · Director · 10% Owner
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001286225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 28, 2017 | S | 113,077 | $45.34 | D | 2,595,820 | D | |
| Common StockF1 | Nov 28, 2017 | S | 682 | $46.00 | D | 2,595,138 | D | |
| Common StockF1,F4 | Nov 29, 2017 | S | 16,818 | $45.35 | D | 2,578,320 | D | |
| Common StockF1,F5 | Nov 29, 2017 | S | 11,417 | $46.28 | D | 2,566,903 | D | |
| Common StockF1,F6 | Nov 30, 2017 | S | 5,356 | $45.06 | D | 2,561,547 | D | |
| Common StockF1,F2,F3,F7 | Nov 28, 2017 | S | 193,847 | $45.34 | D | 17,522,569 | I | By Seren Capital Ltd. |
| Common StockF1,F7 | Nov 28, 2017 | S | 1,169 | $46.00 | D | 17,521,400 | I | By Seren Capital Ltd. |
| Common StockF1,F4,F7 | Nov 29, 2017 | S | 28,832 | $45.35 | D | 17,492,568 | I | By Seren Capital Ltd. |
| Common StockF1,F5,F7 | Nov 29, 2017 | S | 19,571 | $46.28 | D | 17,472,997 | I | By Seren Capital Ltd. |
| Common StockF1,F6,F7 | Nov 30, 2017 | S | 9,181 | $45.06 | D | 17,463,816 | I | By Seren Capital Ltd. |
| Common StockF1,F2,F8 | Nov 28, 2017 | S | 16,154 | $45.34 | D | 71,824 | I | By Melinda G. Winn 2010 QTIP Trust |
| Common StockF1,F8 | Nov 28, 2017 | S | 97 | $46.00 | D | 71,727 | I | By Melinda G. Winn 2010 QTIP Trust |
| Common StockF1,F4,F8 | Nov 29, 2017 | S | 2,403 | $45.35 | D | 69,324 | I | By Melinda G. Winn 2010 QTIP Trust |
| Common StockF1,F5,F8 | Nov 29, 2017 | S | 1,631 | $46.28 | D | 67,693 | I | By Melinda G. Winn 2010 QTIP Trust |
| Common StockF1,F6,F8 | Nov 30, 2017 | S | 765 | $45.06 | D | 66,928 | I | By Melinda G. Winn 2010 QTIP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017, effective September 12, 2017.
- F2The price reported is a weighted average sale price. The sale prices ranged from $45.00 to $45.98. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. Issuer will provide, upon receipt of a request, a copy of this information to the SEC staff or a security holder of the Issuer.
- F3Reporting Person filed a Form 4 dated 11/15/2017 to report transactions that occurred on 11/13/2017 pursuant to a 10b5-1 trading plan dated June 14, 2017, effective September 12, 2017. Beneficially owned shares are adjusted on this Form 4 to correct the total beneficially owned shares for Reporting Person to decrease by one share and to increase the beneficially owned shares of Seren Capital Ltd. by one share. This adjustment is due to the allocation of shares sold on 11/13/2017 under the 10b5-1 Plan.
- F4The price reported is a weighted average sale price. The sale prices ranged from $45.05 to $46.03. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. Issuer will provide, upon receipt of a request, a copy of this information to the SEC staff or a security holder of the Issuer.
- F5The price reported is a weighted average sale price. The sale prices ranged from $46.05 to $46.70. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. Issuer will provide, upon receipt of a request, a copy of this information to the SEC staff or a security holder of the Issuer.
- F6The price reported is a weighted average sale price. The sale prices ranged from $45.00 to $45.40. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. Issuer will provide, upon receipt of a request, a copy of this information to the SEC staff or a security holder of the Issuer
- F7The reporting person is the sole manager and president of Seren Capital Management, L.L.C., which is the general partner of the partnership that directly owns the reported securities. The reporting person disclaims beneficial ownership of the securities reported except to the extent of his pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
- F8These securities are held in trust for the benefit of the reporting person's spouse. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.