SEC Form 4 · accession 0001209191-16-153955
REALPAGE INC · RP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Winn
Officer — Chairman President & CEO · Director · 10% Owner
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001286225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 5, 2016 | S | 9,000 | $28.71 | D | 3,983,649 | D | |
| Common StockF3 | Dec 6, 2016 | G | 100,000 | $0.00 | D | 3,883,649 | D | |
| Common StockF1,F4 | Dec 6, 2016 | S | 9,000 | $29.10 | D | 3,874,649 | D | |
| Common StockF1,F2,F5 | Dec 5, 2016 | S | 12,000 | $28.71 | D | 19,288,417 | I | By Seren Capital Ltd. |
| Common StockF1,F4,F5 | Dec 6, 2016 | S | 12,000 | $29.10 | D | 19,276,417 | I | By Seren Capital Ltd. |
| Common StockF1,F2,F6 | Dec 5, 2016 | S | 7,500 | $28.71 | D | 264,478 | I | By Melinda G. Winn 2010 QTIP Trust |
| Common StockF1,F4,F6 | Dec 6, 2016 | S | 7,500 | $29.10 | D | 256,978 | I | By Melinda G. Winn 2010 QTIP Trust |
| Common StockF1,F2,F7 | Dec 5, 2016 | S | 1,500 | $28.71 | D | 25,550 | I | By Stephen T. Winn 1996 Family LPA |
| Common StockF1,F4,F7 | Dec 6, 2016 | S | 1,500 | $29.10 | D | 24,050 | I | By Stephen T. Winn 1996 Family LPA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2016.
- F2The price reported is a weighted average sale price. The sale prices ranged from $28.40 to $29.30. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. Issuer will provide, upon receipt of a request, a copy of this information to the SEC staff or a security holder of the Issuer.
- F3The reporting person transferred 100,000 shares of RealPage, Inc. common stock as a gift to the Winn Family Foundation, Inc., a 501(c)(3) charitable foundation.
- F4The price reported is a weighted average sale price. The sale prices ranged from $28.75 to 29.45. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price. Issuer will provide, upon receipt of a request, a copy of this information to the SEC staff or a security holder of the Issuer.
- F5The reporting person is the sole manager and president of Seren Capital Management, L.L.C., which is the general partner of the partnership that directly owns the reported securities. The reporting person disclaims beneficial ownership of the securities reported except to the extent of his pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
- F6These securities are held in trust for the benefit of the reporting person's spouse. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F7The reporting person is the manager of Stephen T. Winn Management, LLC, which is the general partner of the partnership that directly owns the reported securities. The reporting person disclaims beneficial ownership of the securities reported except to the extent of his pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.