SEC Form 4 · accession 0001286131-18-000061
STONEMOR PARTNERS LP · STON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin R Lautman
Director
Period of report
Jan 11, 2008
Accepted (ET)
May 3, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001286131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interestsF2,F3 | Jan 11, 2008 | P | 1,110 | $19.79 | A | 148,898 | D | |
| Common units representing limited partner interestsF5 | May 1, 2018 | P | 830 | $5.95 | A | 149,728 | D | |
| Common units representing limited partner interestsF7 | Mar 2, 2016 | P | 500 | $26.18 | A | 2,500 | I | By J. Lautman Trust |
| Common units representing limited partner interestsF7 | Mar 2, 2016 | P | 500 | $26.18 | A | 2,500 | I | By P. Lautman Trust |
| Common units representing limited partner interestsF7 | May 16, 2016 | P | 200 | $23.32 | A | 2,700 | I | By J. Lautman Trust |
| Common units representing limited partner interestsF7 | May 16, 2016 | P | 200 | $23.32 | A | 2,700 | I | By P. Lautman Trust |
| Common units representing limited partner interests | May 16, 2016 | P | 1,000 | $23.32 | A | 4,500 | I | By Spouse |
| Common units representing limited partner interestsF9,F10,F11 | holding | — | — | — | 5,642 | I | By StoneMor GP Holdings LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This purchase was required to be reported by the Reporting Person on or before January 15, 2008.
- F10The Reporting Person is a member of GP Holdings.
- F11The Reporting Person disclaims beneficial ownership of the common units except to the extent of his pecuniary interest therein.
- F2The price reported in Column 4 is a weighted average price. The common units were purchased in multiple transactions at prices ranging from $19.75-19.82, inclusive. The Reporting Person undertakes to provide to StoneMor Partners, L.P. (the "Partnership"), any holder of common units of the Partnership, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3The amount of shares beneficially owned was adjusted downward by one (1) common unit representing limited partner interests to reconcile with the Reporting Person's records.
- F4This purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2016.
- F5The price reported in Column 4 is a weighted average price. The common units were purchased in multiple transactions at prices ranging from $5.93-6.00, inclusive. The Reporting Person undertakes to provide to the Partnership, any holder of common units of the Partnership, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote (5) to this Form 4.
- F6This purchase was required to be reported by the Reporting Person on or before March 4, 2016.
- F7These common units are held in a trust for the benefit of the Reporting Person's child. The Reporting Person's spouse is trustee of the trust.
- F8This purchase was required to be reported by the Reporting Person on or before May 18, 2016.
- F9Represents the proportionate interest of the Reporting Person in 2,332,878 common units of the Partnership issued and sold to StoneMor GP Holdings LLC ("GP Holdings") by the Partnership, which purchase was funded by the purchase of common units of GP Holdings by a trust for the pecuniary benefit of American Cemeteries Infrastructure Investors, LLC.
Remarks
The filing of this statement shall not be construed as an admission (a) that the person filing this statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this statement, or (b) that this statement is legally required to be filed by such person.