SEC Form 4 · accession 0001286131-18-000040
STONEMOR PARTNERS LP · STON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin R Lautman
Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 9:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001286131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interestsF2 | Apr 2, 2018 | P | 814 | $6.07 | A | 147,789 | D | |
| Common units representing limited partner interestsF3,F4,F5 | holding | — | — | — | 5,642 | I | By StoneMor GP Holdings LLC | |
| Common units representing limited partner interests | holding | — | — | — | 3,500 | I | By Spouse | |
| Common units representing limited partner interestsF6 | holding | — | — | — | 2,000 | I | By J. Lautman Trust | |
| Common units representing limited partner interestsF6 | holding | — | — | — | 2,000 | I | By P. Lautman Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2016.
- F2The price reported in Column 4 is a weighted average price. The common units were purchased in multiple transactions at prices ranging from $6.00-6.07, inclusive. The Reporting Person undertakes to provide to StoneMor Partners, L.P. (the "Partnership"), any holder of common units of the Partnership, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3Represents the proportionate interest of the Reporting Person in 2,332,878 common units of the Partnership issued and sold to StoneMor GP Holdings LLC ("GP Holdings") by the Partnership, which purchase was funded by the purchase of common units of GP Holdings by a trust for the pecuniary benefit of American Cemeteries Infrastructure Investors, LLC.
- F4The Reporting Person is a member of GP Holdings.
- F5The Reporting Person disclaims beneficial ownership of the common units except to the extent of his pecuniary interest therein.
- F6These common units are held in a trust for the benefit of the Reporting Person's child. The Reporting Person's spouse is trustee of the trust.