SEC Form 4 · accession 0001209191-16-145023
STONEMOR PARTNERS LP · STON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Robert Shane
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001286131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units representing limited partner interests | Oct 3, 2016 | P | 118 | $25.26 | A | 39,460 | D | |
| Common units representing limited partner interestsF2 | Oct 4, 2016 | P | 79 | $24.92 | A | 39,539 | D | |
| Common Units representing limited partner interestsF3 | holding | — | — | — | 64,167 | I | By Ten Twenty, LP | |
| Common Units representing limited partner interestsF4 | holding | — | — | — | 28,500 | I | By Osiris Investments, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2015.
- F2The price reported in Column 4 is a weighted average price. The common units were purchased in multiple transactions at prices ranging from $24.91-24.98 inclusive. The reporting person undertakes to provide to StoneMor Partners L.P., any holder of common units of StoneMor Partners L.P., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3The reporting person is a general partner of Ten Twenty, LP.
- F4The general partner of Osiris Investments, LP is Osiris Investments LLC. Lawrence Miller and William R. Shane are each a 50% member of Osiris Investments LLC and share investment and voting power over the securities held by Osiris Investments, LP. Mr. Miller and Mr. Shane file separate Section 16 reports.
Remarks
The filing of this statement shall not be construed as an admission (a) that the person filing this statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this statement, or (b) that this statement is legally required to be filed by such person.