SEC Form 3 · accession 0001209191-15-043848
STONEMOR PARTNERS LP · STON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M. Pippis
Officer — Interim CFO and Secretary
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001286131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units representing limited partner interests | holding | — | — | — | 276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Unit Appreciation RightF1 | $24.97 | holding | — | — | — | — | May 30, 2017 | Common Units representing limited partner interests | 875 | — | D |
Explanation of responses
- F1The reporting person was granted 3000 Unit Appreciation Rights ("UARs") pursuant to a Unit Appreciation Rights Agreement (the "Agreement"), dated as of May 30, 2012, under the StoneMor Partners L.P. Long Term Incentive Plan, as amended, between the reporting person and StoneMor GP LLC, the general partner of StoneMor Partners L.P. The UARs granted pursuant to the Agreement vest pursuant to a formula set forth in the Agreement.
Remarks
No securities are beneficially owned.The filing of this statement shall not be construed as an admission (a) that the person filing this statement is, for the purposes of Section 16 of the Securities Exchange Act of1934, as amended, the beneficial owner of any equity securities covered by this statement, or (b) that this statement is legally required to be filed by such person.