SEC Form 4 · accession 0001286043-16-000194
KITE REALTY GROUP TRUST · KRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Sink
Officer — Executive VP & CFO
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001286043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 29, 2016 | X | 13,500 | $14.24 | A | 84,498 | D | |
| Common Shares | Jul 29, 2016 | X | 3,125 | $16.60 | A | 87,623 | D | |
| Common Shares | Aug 1, 2016 | S | 16,625 | $29.9507 | D | 70,998 | D | |
| Common Shares | holding | — | — | — | 1,000 | I | By Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Share Option (right to buy)F1 | $14.24 | Jul 29, 2016 | X | 13,500 | D | — | Mar 22, 2019 | Common Shares | 13,500 | 0 | D |
| Common Share Option (right to buy)F2 | $16.60 | Jul 29, 2016 | X | 3,125 | D | — | Feb 22, 2020 | Common Shares | 3,125 | 0 | D |
| Limited Partnership Units of Kite Realty Group, L.P.F3 | — | holding | — | — | — | — | — | Common Shares | 60,185 | 60,185 | D |
Explanation of responses
- F113,500 options granted in 2009 vested over a 5 year period.
- F23,125 options granted in 2010 vested over a 5 year period.
- F3Common shares of benefical interest, par value $.01 per share (the "Common Shares") are issued upon the redemption and tender of Limited Partnership units ("LP Units) of Kite Realty Group, L.P. on a one for one basis. LP Units have no expiration date, and they are currently redeemable for Common Shares or cash at the electio nof Kite Realty Group Trust.