SEC Form 4 · accession 0000899243-18-000629
OMEROS CORP · OMER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcia S. Kelbon
Officer — VP Patent and General Counsel
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 62,528 | $9.37 | A | 239,169 | D | |
| Common Stock | Jan 3, 2018 | S | 62,528 | $21.45 | D | 176,641 | D | |
| Common Stock | Jan 3, 2018 | M | 3,000 | $6.05 | A | 179,641 | D | |
| Common Stock | Jan 3, 2018 | M | 5,004 | $6.05 | A | 184,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.37 | Jan 3, 2018 | M | 62,528 | D | — | Sep 24, 2023 | Common Stock | 62,528 | 40,972 | D |
| Stock Option (Right to Buy)F3 | $6.05 | Jan 3, 2018 | M | 3,000 | D | — | Mar 28, 2020 | Common Stock | 3,000 | 0 | D |
| Stock Option (Right to Buy)F4 | $6.05 | Jan 3, 2018 | M | 5,004 | D | — | Mar 28, 2020 | Common Stock | 5,004 | 69,996 | D |
Explanation of responses
- F1Open market sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017, at which time the trading schedule, including sale periods, price and the number of shares to be sold, was established in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- F2The options previously vested and became exercisable in 48 equal monthly installments, with a vesting commencement date of April 1, 2013.
- F3On January 3, 2018, the reporting person paid the exercise price and exercised options to purchase 3,000 shares of the company's common stock. These shares have not been sold and are held for the account of the reporting person. The options previously vested and became exercisable in 48 equal monthly installments, with a vesting commencement date of November 1, 2009.
- F4On January 3, 2018, the reporting person paid the exercise price and exercised options to purchase 5,004 shares of the company's common stock. These shares have not been sold and are held for the account of the reporting person. The options previously vested and became exercisable in 48 equal monthly installments, with a vesting commencement date of April 1, 2010.